Search for: "Sterling Fund Management, LLC"
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2 Feb 2010, 12:54 am
Siano (Two Sigma Investments, LLC), J.W. [read post]
12 Dec 2010, 10:42 pm
Filed by James L Day on behalf of Centralia Outlets LLC Declaration of Sandra Smith in Support of First Day Motions: Cash Collateral; Cash Management and Adequate Assurance to Utilities Limited Objection of Sterling Savings Bank to Debtor's Emergency Motion for Authority to Use Cash Collateral ORDER (1) Granting Interim Approval of (i) Use of Cash Collateral, (ii) Grant of Adequate Protection, and (iii) Carveout for Professional Fund; and (2) Setting Final… [read post]
5 Mar 2019, 10:03 am
Avere Financial Group, LLC Axiom Capital Management, Inc. [read post]
21 Apr 2021, 9:37 am
GPB Holdings II LP is a private placement fund sponsored by GPB Capital Holdings, LLC, a New York-based global asset management firm. [read post]
24 Nov 2015, 4:00 am
Friedrich and John Adams, Shearman & Sterling LLP 6. [read post]
22 Feb 2022, 9:32 am
According to the complaint, PKS Investments “utterly failed” to review transactions by dually-registered representatives with The Harvest Group Wealth Management who had allegedly recommended an unsuitable buy-and-hold strategy with leveraged exchange-traded funds that led to more than $2.3 million in client losses. [read post]
4 Jan 2011, 7:32 am
$100,000 - Sterling Enterprises Group Inc [read post]
13 May 2007, 11:16 am
(Shearman & Sterling represented Chrysler.) [read post]
10 Nov 2017, 6:22 am
Wilcox, Morrow Sodali, on Monday, November 6, 2017 Tags: BlackRock, Board composition, Boards of Directors, Disclosure, Engagement, ESG, Index funds, Institutional Investors, Long-Term value, Mutual funds Impediments to Books and Records Demands Posted by Christopher B. [read post]
8 Aug 2023, 11:25 am
(CRD#:7059), New York, NY Lilia Nia: B – 09/03/2013 – 02/26/2021, Purshe Kaplan Sterling Investments (CRD#:35747), Fairfield, NJ B – 04/24/2012 – 09/16/2013, Wells Fargo Advisors Financial Network, LLC (CRD#:11025), Fairfield, NJ It was reported by FINRA that Weisbrod and Nia voluntarily resigned from Purshe Kaplan in February 2021. [read post]
27 Mar 2020, 6:01 am
Fund Families Posted by Jackie Cook and Jon Hale, Morningstar, Inc., on Monday, March 23, 2020 Tags: Asset management, ESG, Institutional Investors, Proxy advisors, Proxy voting, Shareholder voting, Stewardship New ESG Disclosure Obligations Posted by Anna Maleva-Otto and Joshua Wright, Schulte Roth & Zabel LLP, on Tuesday, March 24, 2020 Tags: Disclosure, Environmental disclosure, ESG, EU, International… [read post]
30 Dec 2016, 6:09 am
A “Successful” Case of Activism at the Canadian Pacific Railway: Lessons in Corporate Governance Posted by Yvan Allaire and François Dauphin, IGOPP and UQAM, on Friday, December 23, 2016 Tags: Boards of Directors, Canada, Hedge funds, Information asymmetries, Information environment, International governance, Management, Mergers & acquisitions, Pershing Square, Proxy fights, Shareholder activism, Target firms U.K. [read post]
28 Mar 2011, 7:02 pm
Fred Wilpon and Sterling Equities Inc. restructured bank loans after the Madoff firm went into liquidation. [read post]
14 Jul 2023, 6:30 am
Holian, Latham & Watkins LLP, on Thursday, July 13, 2023 Tags: anti-ESG, Antitrust, Asset Managers, ESG, Financial institutions, investment funds, Monetary policy Reopening of Advance Notice Window Requires Activists to Show “Radical Shift” at Company Posted by Scott A. [read post]
14 Jul 2023, 6:30 am
Holian, Latham & Watkins LLP, on Thursday, July 13, 2023 Tags: anti-ESG, Antitrust, Asset Managers, ESG, Financial institutions, investment funds, Monetary policy Reopening of Advance Notice Window Requires Activists to Show “Radical Shift” at Company Posted by Scott A. [read post]
16 Aug 2010, 12:05 am
Millennium Metals, LLC Jade-Sterling Steel Co., Inc. [read post]
1 Apr 2022, 12:16 pm
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
24 Apr 2020, 4:42 am
Cannon III, and Doreen Lilienfeld, Shearman & Sterling LLP, on Monday, April 20, 2020 Tags: Board turnover, COVID-19, Disclosure, Executive turnover, Form 8-K, Management, Risk, Succession COVID-19 Impact: Potential Risks and Problems in Signed M&A Deals Posted by Mara H. [read post]
9 Jun 2010, 4:30 pm
Western Regional Title Agency LLC Title products [read post]
23 Mar 2018, 11:16 am
Davidson, Managing Director at Post Capital Partners LLC; Steven Goldsmith, Managing Director at Sterling National Bank; and Tom Schramski, PhD, CMAA, President and Managing Partner at Vertess Advisors LLC. [read post]
